Exemption of Certain Transactions from Section 16(C)

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. General Rules and Regulations, Securities Exchange Act of 1934
  6. Exemption of Certain Transactions from Section 16(C)

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Section
240.16c-1

Brokers.

Section
240.16c-2

Transactions effected in connection with a distribution.

Section
240.16c-3

Exemption of sales of securities to be acquired.

Section
240.16c-4

Derivative securities.