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Exemption of Certain Transactions from Section 16(B)

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. General Rules and Regulations, Securities Exchange Act of 1934
  6. Exemption of Certain Transactions from Section 16(B)

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Section
240.16b-1

Transactions approved by a regulatory authority.

Section
240.16b-2

§ 240.16b-2 [Reserved]

Section
240.16b-3

Transactions between an issuer and its officers or directors.

Section
240.16b-4

§ 240.16b-4 [Reserved]

Section
240.16b-5

Bona fide gifts and inheritance.

Section
240.16b-6

Derivative securities.

Section
240.16b-7

Mergers, reclassifications, and consolidations.

Section
240.16b-8

Voting trusts.

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