Exemption of Certain Securities from Section 15(a)

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. General Rules and Regulations, Securities Exchange Act of 1934
  6. Exemption of Certain Securities from Section 15(a)

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Section
240.15a-2

Exemption of certain securities of cooperative apartment houses from section 15(a).

Section
240.15a-3

§ 240.15a-3 [Reserved]

Section
240.15a-4

Forty-five day exemption from registration for certain members of national securities exchanges.

Section
240.15a-5

Exemption of certain nonbank lenders.