Definition of “Equity Security” as Used in Sections 12(G) and 16

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. General Rules and Regulations, Securities Exchange Act of 1934
  6. Rules and Regulations Under the Securities Exchange Act of 1934
  7. Definition of “Equity Security” as Used in Sections 12(G) and 16

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Section
240.3a11-1

Definition of the term “equity security.”