Core Principle 12 - Conflicts of interest.

Checkout our iOS App for a better way to browser and research.

§ 37.1200 Core Principle 12 - Conflicts of interest.

The swap execution facility shall:

(a) Establish and enforce rules to minimize conflicts of interest in its decision-making process; and

(b) Establish a process for resolving the conflicts of interest.


Download our app to see the most-to-date content.