Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser.

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
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  5. Forms Prescribed Under the Investment Advisers Act of 1940
  6. Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser.

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§ 279.8 Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser.

[54 FR 32049, Aug. 4, 1989]

Editorial Note

Editorial Note:

For Federal Register citations affecting Form ADV-E, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.


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