Exemption of certain underwriting transactions exempted by § 270.10f-1.

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. Rules and Regulations, Investment Company Act of 1940
  6. Exemption of certain underwriting transactions exempted by § 270.10f-1.

Checkout our iOS App for a better way to browser and research.

§ 270.17a-1 Exemption of certain underwriting transactions exempted by § 270.10f-1.

Any transaction exempted pursuant to § 270.10f-1 shall be exempt from the provisions of section 17(a)(1) of the Act (54 Stat. 815; 15 U.S.C. 80a-17).

[Rule N-17A-1, 6 FR 1191, Feb. 28, 1941]


Download our app to see the most-to-date content.