Form 9-M, consent to service of process by a partnership nonresident broker-dealer.

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. Forms, Securities Exchange Act of 1934
  6. Forms for Registration of Brokers and Dealers Transacting Business on Over-the-Counter Markets
  7. Form 9-M, consent to service of process by a partnership nonresident broker-dealer.

Checkout our iOS App for a better way to browser and research.

§ 249.509 Form 9-M, consent to service of process by a partnership nonresident broker-dealer.

This form shall be filed pursuant to Rule 15b1-5 (§ 240.15b1-5 of this chapter) by each partnership nonresident broker-dealer registered or applying for registration pursuant to section 15 of the Act.

[33 FR 18995, Dec. 20, 1968]

Editorial Note

Editorial Note:

For Federal Register citations affecting Form 9-M, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.


Download our app to see the most-to-date content.