Form BD-N for notice registration as a broker-dealer.

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. Forms, Securities Exchange Act of 1934
  6. Forms for Registration of Brokers and Dealers Transacting Business on Over-the-Counter Markets
  7. Form BD-N for notice registration as a broker-dealer.

Checkout our iOS App for a better way to browser and research.

§ 249.501b Form BD-N for notice registration as a broker-dealer.

This form shall be used for notice of registration as a broker-dealer pursuant to Section 15(b)(11)(A) of the Act (15 U.S.C. 78o(b)(11)(A)) for the limited purpose of trading security futures products, or to amend such notice.

[66 FR 45147, Aug. 27, 2001]

Editorial Note

Editorial Note:

For Federal Register citations affecting Form BD-N, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.


Download our app to see the most-to-date content.