Exemption for subsidiary issuers of guaranteed securities and subsidiary guarantors.

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. General Rules and Regulations, Securities Exchange Act of 1934
  6. Extensions and Temporary Exemptions; Definitions
  7. Exemption for subsidiary issuers of guaranteed securities and subsidiary guarantors.

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§ 240.12h-5 Exemption for subsidiary issuers of guaranteed securities and subsidiary guarantors.

Any issuer of a guaranteed security, or guarantor of a security, that is permitted to omit financial statements by § 210.3-10 (Rule 3-10 of Regulation S-X) of this chapter is exempt from the requirements of 15 U.S.C. 78m(a) (Section 13(a) of the Act) or 78o(d) (Section 15(d) of the Act).

[85 FR 22006, Apr. 20, 2020]


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