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Investments - securities sold short.
Law
CFR 17
Commodity and Securities Exchanges
Securities and Exchange Commission
Form and Content of and Requirements for Financial Statements, Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, and Energy Policy and Conservation Act of 1975
For Management Investment Companies
Investments - securities sold short.
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§ 210.12-12A Investments - securities sold short.
Expand Table
[For management investment companies only]
Col. A
Col. B
Col. C
Name of issuer and title of issue
1 2 3
Balance of short position at close of period (number of shares)
Value of each open short position
4 5 6
[
81 FR 82015
, Nov. 18, 2016]
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