PocketLaw | CFR 16 | Exemption Rules

Acquisitions of voting securities of issuers or non-corporate interests in unincorporated entities holding certain assets the acquisition of which is exempt.

Section
802.5

Acquisitions of voting securities not meeting or exceeding greater notification threshold (as adjusted).

Section
802.23

Amended or renewed tender offers.

Section
802.30

Intraperson transactions.

Section
802.31

Acquisitions of convertible voting securities.

Section
802.35

Acquisitions by employee trusts.

Section
802.40

Exempt formation of corporations or unincorporated entities.

Section
802.41

Corporations or unincorporated entities at time of formation.

Section
802.42

Partial exemption for acquisitions in connection with the formation of certain joint ventures or other corporations.

Section
802.50

Acquisitions of foreign assets.

Section
802.51

Acquisitions of voting securities of a foreign issuer.

Section
802.52

Acquisitions by or from foreign governmental entities.

Section
802.53

Certain foreign banking transactions.

Section
802.60

Acquisitions by securities underwriters.

Section
802.63

Certain acquisitions by creditors and insurers.

Section
802.64

Acquisitions of voting securities by certain institutional investors.

Section
802.65

Exempt acquisition of non-corporate interests in financing transactions.

Section
802.70

Acquisitions subject to order.

Section
802.71

Acquisitions by gift, intestate succession or devise, or by irrevocable trust.

Section
802.80

Exemption Rules

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Acquisitions of goods in the ordinary course of business.

Certain acquisitions of real property assets.

Acquisitions of carbon-based mineral reserves.

Acquisitions of voting securities of issuers or non-corporate interests in unincorporated entities holding certain assets the acquisition of which is exempt.

Acquisitions of investment rental property assets.

Federal agency approval.

Certain supervisory acquisitions.

Acquisition solely for the purpose of investment.

Stock dividends and splits; reorganizations.

§ 802.20 [Reserved]

Acquisitions of voting securities not meeting or exceeding greater notification threshold (as adjusted).

Amended or renewed tender offers.

Intraperson transactions.

Acquisitions of convertible voting securities.

Acquisitions by employee trusts.

Exempt formation of corporations or unincorporated entities.

Corporations or unincorporated entities at time of formation.

Partial exemption for acquisitions in connection with the formation of certain joint ventures or other corporations.

Acquisitions of foreign assets.

Acquisitions of voting securities of a foreign issuer.

Acquisitions by or from foreign governmental entities.

Certain foreign banking transactions.

Acquisitions by securities underwriters.

Certain acquisitions by creditors and insurers.

Acquisitions of voting securities by certain institutional investors.

Exempt acquisition of non-corporate interests in financing transactions.

Acquisitions subject to order.

Acquisitions by gift, intestate succession or devise, or by irrevocable trust.

Transitional rule for transactions investigated by the agencies.