INVESTMENT ADVISERS

  1. Law
  2. USC 15
  3. Commerce And Trade
  4. INVESTMENT COMPANIES AND ADVISERS
  5. INVESTMENT ADVISERS

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Section
80b–1

Findings

Section
80b–2

Definitions

Section
80b–3

Registration of investment advisers

Section
80b–3a

State and Federal responsibilities

Section
80b–4

Reports by investment advisers

Section
80b–4a

Prevention of misuse of nonpublic information

Section
80b–5

Investment advisory contracts

Section
80b–6

Prohibited transactions by investment advisers

Section
80b–6a

Exemptions

Section
80b–7

Material misstatements

Section
80b–8

General prohibitions

Section
80b–9

Enforcement of subchapter

Section
80b–10

Disclosure of information by Commission

Section
80b–10a

Consultation

Section
80b–11

Rules, regulations, and orders of Commission

Section
80b–12

Hearings

Section
80b–13

Court review of orders

Section
80b–14

Jurisdiction of offenses and suits

Section
80b–15

Validity of contracts

Section
80b–16

Omitted

Section
80b–17

Penalties

Section
80b–18

Hiring and leasing authority of Commission

Section
80b–18a

State regulation of investment advisers

Section
80b–18b

Custody of client accounts

Section
80b–18c

Rule of construction relating to the Commodities Exchange Act

Section
80b–19

Separability

Section
80b–20

Short title

Section
80b–21

Effective date