INVESTMENT COMPANIES

  1. Law
  2. USC 15
  3. Commerce And Trade
  4. INVESTMENT COMPANIES AND ADVISERS
  5. INVESTMENT COMPANIES

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Section
80a–1

Findings and declaration of policy

Section
80a–2

Definitions; applicability; rulemaking considerations

Section
80a–3

Definition of investment company

Section
80a–3a

Protection of philanthropy under State law

Section
80a–4

Classification of investment companies

Section
80a–5

Subclassification of management companies

Section
80a–6

Exemptions

Section
80a–7

Transactions by unregistered investment companies

Section
80a–8

Registration of investment companies

Section
80a–9

Ineligibility of certain affiliated persons and underwriters

Section
80a–10

Affiliations or interest of directors, officers, and employees

Section
80a–11

Offers to exchange securities

Section
80a–12

Functions and activities of investment companies

Section
80a–13

Changes in investment policy

Section
80a–14

Size of investment companies

Section
80a–15

Contracts of advisers and underwriters

Section
80a–16

Board of directors

Section
80a–17

Transactions of certain affiliated persons and underwriters

Section
80a–18

Capital structure of investment companies

Section
80a–19

Payments or distributions

Section
80a–20

Proxies; voting trusts; circular ownership

Section
80a–21

Loans by management companies

Section
80a–22

Distribution, redemption, and repurchase of securities; regulations by securities associations

Section
80a–23

Closed-end companies

Section
80a–24

Registration of securities under Securities Act of 1933

Section
80a–25

Reorganization plans; reports by Commission

Section
80a–26

Unit investment trusts

Section
80a–27

Periodic payment plans

Section
80a–28

Face-amount certificate companies

Section
80a–29

Reports and financial statements of investment companies and affiliated persons

Section
80a–30

Accounts and records

Section
80a–31

Accountants and auditors

Section
80a–32

Filing of documents with Commission in civil actions

Section
80a–33

Destruction and falsification of reports and records

Section
80a–34

Unlawful representations and names

Section
80a–35

Breach of fiduciary duty

Section
80a–36

Larceny and embezzlement

Section
80a–37

Rules, regulations, and orders

Section
80a–38

Procedure for issuance of rules and regulations

Section
80a–39

Procedure for issuance of orders

Section
80a–40

Hearings by Commission

Section
80a–41

Enforcement of subchapter

Section
80a–42

Court review of orders

Section
80a–43

Jurisdiction of offenses and suits

Section
80a–44

Disclosure of information filed with Commission; copies

Section
80a–45

Reports by Commission; hiring and leasing authority

Section
80a–46

Validity of contracts

Section
80a–47

Liability of controlling persons; preventing compliance with subchapter

Section
80a–48

Penalties

Section
80a–49

Construction with other laws

Section
80a–50

Separability

Section
80a–51

Short title

Section
80a–52

Effective date

Section
80a–53

Election to be regulated as business development company

Section
80a–54

Acquisition of assets by business development companies

Section
80a–55

Qualifications of directors

Section
80a–56

Transactions with certain affiliates

Section
80a–57

Changes in investment policy

Section
80a–58

Incorporation of subchapter provisions

Section
80a–59

Functions and activities of business development companies

Section
80a–60

Capital structure

Section
80a–61

Loans

Section
80a–62

Distribution and repurchase of securities

Section
80a–63

Accounts and records

Section
80a–64

Preventing compliance with subchapter; liability of controlling persons