PocketLaw | USC 15 | DOMESTIC SECURITIES

DOMESTIC SECURITIES

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Short title

Definitions; promotion of efficiency, competition, and capital formation

Section
77b–1

Swap agreements

Classes of securities under this subchapter

Exempted transactions

Section
77d–1

Requirements with respect to certain small transactions

Prohibitions relating to interstate commerce and the mails

Registration of securities

Information required in registration statement

Taking effect of registration statements and amendments thereto

Section
77h–1

Cease-and-desist proceedings

Court review of orders

Information required in prospectus

Civil liabilities on account of false registration statement

Civil liabilities arising in connection with prospectuses and communications

Limitation of actions

Contrary stipulations void

Liability of controlling persons

Additional remedies; limitation on remedies

Fraudulent interstate transactions

Exemption from State regulation of securities offerings

Section
77r–1

Preemption of State law

Special powers of Commission

Injunctions and prosecution of offenses

Hearings by Commission

Jurisdiction of offenses and suits

Unlawful representations

Penalties

Jurisdiction of other Government agencies over securities

Separability

Section
77z–1

Private securities litigation

Section
77z–2

Application of safe harbor for forward-looking statements

Section
77z–2a

Conflicts of interest relating to certain securitizations

Section
77z–3

General exemptive authority

Schedule of information required in registration statement