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Investment Securities.
Law
Revised Code of Washington
Uniform Commercial Code
Investment Securities.
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Section
62A.8-101
Short title.
Section
62A.8-102
Definitions.
Section
62A.8-103
Rules for determining whether certain obligations and interests are securities or financial assets.
Section
62A.8-104
Acquisition of security or financial asset or interest therein.
Section
62A.8-105
Notice of adverse claim.
Section
62A.8-106
Control.
Section
62A.8-107
Whether indorsement, instruction, or entitlement is effective.
Section
62A.8-108
Warranties in direct holding.
Section
62A.8-109
Warranties in indirect holding.
Section
62A.8-110
Applicability; choice of law.
Section
62A.8-111
Clearing corporation rules.
Section
62A.8-112
Creditor's legal process.
Section
62A.8-113
Statute of frauds inapplicable.
Section
62A.8-114
Evidentiary rules concerning certificated securities.
Section
62A.8-115
Securities intermediary and others not liable to adverse claimant.
Section
62A.8-116
Securities intermediary as purchaser for value.
Section
62A.8-201
Issuer.
Section
62A.8-202
Issuer's responsibility and defenses; notice of defect or defense.
Section
62A.8-203
Staleness as notice of defect or defense.
Section
62A.8-204
Effect of issuer's restrictions on transfer.
Section
62A.8-205
Effect of unauthorized signature on security certificate.
Section
62A.8-206
Completion or alteration of security certificate.
Section
62A.8-207
Rights and duties of issuer with respect to registered owners.
Section
62A.8-208
Effect of signature of authenticating trustee, registrar, or transfer agent.
Section
62A.8-209
Issuer's lien.
Section
62A.8-210
Overissue.
Section
62A.8-301
Delivery.
Section
62A.8-302
Rights of purchaser.
Section
62A.8-303
Protected purchaser.
Section
62A.8-304
Indorsement.
Section
62A.8-305
Instruction.
Section
62A.8-306
Effect of guaranteeing signature, indorsement, or instruction.
Section
62A.8-307
Purchaser's right to requisites for registration of transfer.
Section
62A.8-401
Duty of issuer to register transfer.
Section
62A.8-402
Assurance that indorsement or instruction is effective.
Section
62A.8-403
Demand that issuer not register transfer.
Section
62A.8-404
Wrongful registration.
Section
62A.8-405
Replacement of lost, destroyed, or wrongfully taken security certificate.
Section
62A.8-406
Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.
Section
62A.8-407
Authenticating trustee, transfer agent, and registrar.
Section
62A.8-501
Securities account; acquisition of security entitlement from securities intermediary.
Section
62A.8-502
Assertion of adverse claim against entitlement holder.
Section
62A.8-503
Property interest of entitlement holder in financial asset held by securities intermediary.
Section
62A.8-504
Duty of securities intermediary to maintain financial asset.
Section
62A.8-505
Duty of securities intermediary with respect to payments and distributions.
Section
62A.8-506
Duty of securities intermediary to exercise rights as directed by entitlement holder.
Section
62A.8-507
Duty of securities intermediary to comply with entitlement order.
Section
62A.8-508
Duty of securities intermediary to change entitlement holder's position to other form of security holding.
Section
62A.8-509
Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.
Section
62A.8-510
Rights of purchaser of security entitlement from entitlement holder.
Section
62A.8-511
Priority among security interests and entitlement holders.
Section
62A.8-601
Savings clause.