Registers

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  • The SAM shall keep the following registers:
    • (a) A register of all licenses issued to Securitization Entities under this chapter, in which must appear:

      • (1) the name of the Securitization Entity;

      • (2) the address of the Securitization Entity's principal office within the Territory; the Qualified Manager's office may serve as the principal office of the Securitization Entity;

      • (3) the details of the Securitization Entity business; and

      • (4) any and all other information the SAM may consider necessary or appropriate to keep for purposes of this chapter.

    • (b) A register of all licenses issued under this chapter to managers, intermediaries, brokers and agents, in which must appear the names and addresses of the Securitization Entities for whom they are authorized to act;

    • (c) A register of the names and addresses of all directors and officers of every Securitization Entity licensed under this chapter; and

    • (d) A register of all actuaries approved by the SAM to provide actuarial services under this chapter.


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