(a) A person shall pay a fee of $200 when initially filing an application as a broker-dealer for registration, and a fee of $50 when filing a renewal of registration as a broker-dealer. If the filing results in a denial or withdrawal, the Administrator shall retain the entire fee.
(b) The fee for an individual is $50 when filing an application for registration as an agent, a fee of $50 when filing a renewal of registration as an agent, and a fee of $50 when filing for a change of registration as an agent. If the filing results in a denial or withdrawal, the Administrator shall retain the entire fee.
(c) A person shall pay a fee of $200 when filing an application for registration as an investment adviser, and a fee of $100 when filing a renewal of registration as an investment adviser. If the filing results in a denial or withdrawal, the Administrator shall retain the entire fee.
(d) The fee for an individual is $50 when filing an application for registration as an investment adviser representative, a fee of $50 when filing a renewal of registration as an investment adviser representative, and a fee of $50 when filing a change of registration as an investment adviser representative. If the filing results in a denial or withdrawal, the Administrator shall retain the entire fee.
(e) A federal covered investment adviser required to file a notice under section 635, shall pay an initial notice fee of $100 and an annual notice fee of $50.
(f) A person required to pay a filing or notice fee under this section may transmit the fee through or to a designee as a rule or order requires under this chapter.
(g) An investment adviser representative who is registered as an agent under section 632 and who represents a person that is both registered as a broker-dealer under section 631 and registered as an investment adviser under section 633 or required as a federal covered investment adviser to make a notice filing under section 635 is not required to pay an initial or annual registration fee for registration as an investment adviser representative.