Securities registration requirement

  1. Law
  2. US Virgin Islands Code
  3. Banking
  4. Uniform Securities Act
  5. Registration of Securities and Notice Filings of Federal Covered Securities
  6. Securities registration requirement

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  • It is unlawful for a person to offer or sell a security in this State unless:

    • (1) the security is a federal covered security;

    • (2) the security, transaction, or offer is exempted from registration under sections 611 through 613; or

    • (3) the security is registered under this chapter.


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