Certificate of dormancy.

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  • (1) In accordance with the provisions of this section, a captive insurance company, other than a risk retention group, may apply, without fee, to the commissioner for a certificate of dormancy.
  • (2)
    • (a) A captive insurance company, other than a risk retention group, is eligible for a certificate of dormancy if the captive insurance company:
      • (i) has ceased transacting the business of insurance, including the issuance of insurance policies; and
      • (ii) has no remaining insurance liabilities or obligations associated with insurance business transactions or insurance policies.
    • (b) For purposes of Subsection (2)(a)(ii), the commissioner may disregard liabilities or obligations for which the captive insurance company has withheld sufficient funds or that are otherwise sufficiently secured.
  • (3) Except as provided in Subsection (4), a captive insurance company that holds a certificate of dormancy is subject to all requirements of this chapter.
  • (4) A captive insurance company that holds a certificate of dormancy:
    • (a) shall possess and maintain unimpaired paid-in capital and unimpaired paid-in surplus of:
      • (i) in the case of a pure captive insurance company or a special purpose captive insurance company, not less than $25,000;
      • (ii) in the case of an association captive insurance company, not less than $75,000; or
      • (iii) in the case of a sponsored captive insurance company, not less than $50,000, of which the sponsor provides at least $20,000; and
    • (b) is not required to:
      • (i) subject to Subsection (5), submit an annual audit or statement of actuarial opinion;
      • (ii) maintain an active agreement with an independent auditor or actuary; or
      • (iii) hold an annual meeting of the captive insurance company in the state.
  • (5) The commissioner may require a captive insurance company that holds a certificate of dormancy to submit an annual audit if the commissioner determines that there are concerns regarding the captive insurance company's solvency or liquidity.
  • (6) To maintain a certificate of dormancy and in lieu of a certificate of authority renewal fee, no later than July 1 of each year, a captive insurance company shall pay an annual dormancy renewal fee that is equal to 50% of the captive insurance's company's certificate of authority renewal fee.
  • (7) A captive insurance company may consecutively renew a certificate of dormancy no more than five times.




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