Grounds for revocation of principal broker's license.

  1. Law
  2. Utah Code
  3. Securities Division - Real Estate Division
  4. Real Estate Licensing and Practices Act
  5. Enforcement
  6. Grounds for revocation of principal broker's license.

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  • (1) An unlawful act or violation of this chapter committed by a person listed in Subsection (2) is cause for:
    • (a) the revocation, suspension, or probation of a principal broker's license; or
    • (b) the imposition of a fine against the principal broker in an amount not to exceed $5,000 per violation.
  • (2) Subsection (1) applies to an act or violation by any of the following:
    • (a) a sales agent or associate broker employed by a principal broker;
    • (b) a sales agent or associate broker engaged as an independent contractor by or on behalf of a principal broker; or
    • (c) an employee, officer, or member of a principal broker.




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