Filing of rehabilitation plans.

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  • (1)
    • (a) The rehabilitator shall prepare and file a plan to effect rehabilitation with the receivership court within:
      • (i) one year after the day on which the rehabilitation order is entered; or
      • (ii) such further time as the receivership court may allow.
    • (b) The receivership court may take an action described in Subsection (1)(c):
      • (i) upon application of the rehabilitator for approval of a plan; and
      • (ii) after the notice and hearings the receivership court may prescribe.
    • (c) If the conditions of Subsection (1)(b) are met, the receivership court may:
      • (i) approve the plan proposed;
      • (ii) disapprove the plan proposed; or
      • (iii)
        • (A) modify the plan proposed; and
        • (B) approve the plan as modified.
    • (d) If the plan is approved, the rehabilitator shall carry out the plan.
    • (e) In the case of a life insurer, the plan proposed may:
      • (i) include the imposition of a lien upon a policy of the insurer, if all rights of shareholders are relinquished; and
      • (ii) propose imposition of a moratorium upon loan and cash surrender rights under a policy for a period not to exceed one year from the day on which the order approving the rehabilitation plan is entered, unless the receivership court, for good cause shown, extends the moratorium.
  • (2) Once a plan is filed, any party in interest may object to the plan.
  • (3) A plan shall:
    • (a) except as provided in Subsection (5), provide no less favorable treatment of a claim or class of claims than would occur in liquidation, unless the holder of a particular claim or interest agrees to a less favorable treatment of that particular claim or interest;
    • (b) provide adequate means for the plan's implementation;
    • (c) contain information concerning the financial condition of the insurer and the operation and effect of the plan, as far as is reasonably practicable in light of:
      • (i) the nature and history of the insurer;
      • (ii) the condition of the insurer's records; and
      • (iii) the nature of the plan; and
    • (d) provide for the disposition of the records relevant to the duties and obligations covered by the plan.
  • (4) A plan may include any other provisions not inconsistent with this chapter, including:
    • (a) payment of distributions;
    • (b)
      • (i) assumption or reinsurance of all or a portion of the insurer's remaining liabilities by a licensed insurer or other entity; and
      • (ii) transfer of assets and related records to the licensed insurer or other entity;
    • (c) to the extent appropriate, application of insurance company regulatory market conduct standards to any entity administering claims on behalf of the receiver or assuming direct liabilities of the insurer;
    • (d) contracting with a guaranty association or any other qualified entity to perform the administration of claims;
    • (e) annual independent financial and performance audits of any entity administering claims on behalf of the receiver that is not otherwise subject to examination pursuant to state insurance law; and
    • (f) termination of the insurer's liabilities other than those under policies of insurance as of a date certain.
  • (5)
    • (a) A plan may designate and separately treat one or more separate subclasses consisting only of those claims within the subclasses that are for or reduced to de minimis amounts.
    • (b) For purposes of this Subsection (5), a "de minimis amount" is an amount equal to or less than a maximum de minimis amount approved by the receivership court as being reasonable and necessary for administrative convenience.




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