Licensing required -- Exemptions.

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  • (1)
    • (a) On or after January 1, 2011, except as provided in Subsection (2), an individual described in Subsection (1)(b) may not engage in the business of a loan originator unless that individual:
      • (i) is licensed under this chapter; or
      • (ii) is a registered loan originator.
    • (b) This Subsection (1) applies to an employee or agent of:
      • (i) a depository institution;
      • (ii) a subsidiary of a depository institution; or
      • (iii) an affiliate of a depository institution.
  • (2) An individual described in Subsection (1)(b) may engage in the business of a loan originator without being licensed under this chapter or a registered loan originator when acting as a loan processor or underwriter.




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