Certified investment advisers' list -- Fees.

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  • (1)
    • (a) The council shall provide a list of certified investment advisers to each public treasurer at least semiannually.
    • (b) The list of certified investment advisers shall include:
      • (i) the name of each certified investment adviser; and
      • (ii) the name of each investment adviser representative authorized by the certified investment adviser to provide investment advisory services to public treasurers.
  • (2) In addition to the requirements set forth by rule, in order to become a certified investment adviser as defined in Section 51-7-3, a certified investment adviser shall pay to the director an annual certification fee of $500 due on or before April 30 of each year.




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