Application for individual license -- Application for agency license.

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  • (1) This section applies to an initial or renewal license as a:
    • (a) producer;
    • (b) surplus lines producer;
    • (c) limited line producer;
    • (d) consultant;
    • (e) managing general agent; or
    • (f) reinsurance intermediary.
  • (2)
    • (a) Subject to Subsection (2)(b), to obtain or renew an individual license, an individual shall:
      • (i) file an application for an initial or renewal individual license with the commissioner on forms and in a manner the commissioner prescribes; and
      • (ii) except as provided in Subsection (6), pay a license fee that is not refunded if the application:
        • (A) is denied; or
        • (B) is incomplete when filed and is never completed by the applicant.
    • (b) An application described in this Subsection (2) shall provide:
      • (i) information about the applicant's identity;
      • (ii) the applicant's Social Security number;
      • (iii) the applicant's personal history, experience, education, and business record;
      • (iv) whether the applicant is 18 years of age or older;
      • (v) whether the applicant has committed an act that is a ground for denial, suspension, or revocation as set forth in Section 31A-23a-105 or 31A-23a-111;
      • (vi) if the application is for a resident individual producer license, certification that the applicant complies with Section 31A-23a-203.5; and
      • (vii) any other information the commissioner reasonably requires.
  • (3) The commissioner may require a document reasonably necessary to verify the information contained in an application filed under this section.
  • (4) An applicant's Social Security number contained in an application filed under this section is a private record under Section 63G-2-302.
  • (5)
    • (a) Subject to Subsection (5)(b), to obtain or renew an agency license, a person shall:
      • (i) file an application for an initial or renewal agency license with the commissioner on forms and in a manner the commissioner prescribes; and
      • (ii) pay a license fee that is not refunded if the application:
        • (A) is denied; or
        • (B) is incomplete when filed and is never completed by the applicant.
    • (b) An application described in Subsection (5)(a) shall provide:
      • (i) information about the applicant's identity;
      • (ii) the applicant's federal employer identification number;
      • (iii) the designated responsible licensed individual;
      • (iv) the identity of the owners, partners, officers, and directors;
      • (v) whether the applicant has committed an act that is a ground for denial, suspension, or revocation as set forth in Section 31A-23a-105 or 31A-23a-111; and
      • (vi) any other information the commissioner reasonably requires.
  • (6) The following individuals are exempt from paying a license fee:
    • (a) an individual serving in the armed forces of the United States while the individual is stationed within this state, if:
      • (i) the individual holds a valid license to practice the regulated occupation or profession issued by any other state or jurisdiction recognized by the department; and
      • (ii) the license is current and the individual is in good standing in the state or jurisdiction of licensure; and
    • (b) the spouse of an individual serving in the armed forces of the United States while the individual is stationed within this state, if:
      • (i) the spouse holds a valid license to practice the regulated occupation or profession issued by any other state or jurisdiction recognized by the department; and
      • (ii) the license is current and the spouse is in good standing in the state or jurisdiction of licensure.




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