Definitions.

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  • (1) "Agency governing board" is any board or commission that has policy making and oversight responsibility over the agency, including the authority to appoint and remove the agency director.
  • (2) "Agency head" means a cabinet officer, an elected official, an executive director, or a board or commission vested with responsibility to administer or make policy for a state agency.
  • (3) "Agency internal audit director" or "audit director" means the person who:
    • (a) directs the internal audit program for the state agency; and
    • (b) is appointed by the audit committee or, if no audit committee has been established, by the agency head.
  • (4) "Appointing authority" means:
    • (a) the governor, for state agencies other than the State Tax Commission;
    • (b) the Judicial Council, for judicial branch agencies;
    • (c) the Utah Board of Higher Education, for higher education entities;
    • (d) the State Board of Education, for entities administered by the State Board of Education; or
    • (e) the four tax commissioners, for the State Tax Commission.
  • (5) "Audit committee" means a standing committee composed of members who:
    • (a) are appointed by an appointing authority;
    • (b)
      • (i) do not have administrative responsibilities within the agency; and
      • (ii) are not an agency contractor or other service provider; and
    • (c) have the expertise to provide effective oversight of and advice about internal audit activities and services.
  • (6) "Audit plan" means a prioritized list of audits to be performed by an internal audit program within a specified period of time.
  • (7) "Higher education entity" means the Utah Board of Higher Education, an institution of higher education board of trustees, or each higher education institution.
  • (8) "Internal audit" means an independent appraisal activity established within a state agency as a control system to examine and evaluate the adequacy and effectiveness of other internal control systems within the agency.
  • (9) "Internal audit program" means an audit function that:
    • (a) is conducted by an agency, division, bureau, or office, independent of the agency, division, bureau, or office operations;
    • (b) objectively evaluates the effectiveness of agency, division, bureau, or office governance, risk management, internal controls, and the efficiency of operations; and
    • (c) is conducted in accordance with the current:
      • (i) International Standards for the Professional Practice of Internal Auditing; or
      • (ii) The Government Auditing Standards, issued by the Comptroller General of the United States.
  • (10) "Judicial branch agency" means each administrative entity of the judicial branch.
  • (11)
    • (a) "State agency" means:
      • (i) each department, commission, board, council, agency, institution, officer, corporation, fund, division, office, committee, authority, laboratory, library, unit, bureau, panel, or other administrative unit of the state; or
      • (ii) each state public education entity.
    • (b) "State agency" does not mean:
      • (i) a legislative branch agency;
      • (ii) an independent state agency as defined in Section 63E-1-102;
      • (iii) a county, municipality, school district, local district, or special service district; or
      • (iv) any administrative subdivision of a county, municipality, school district, local district, or special service district.




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