When Filing Required to Perfect Security Interest or Agricultural Lien — Security Interests and Agricultural Liens to Which Filing Provisions Do Not Apply

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  1. General rule: perfection by filing.  Except as otherwise provided in subsection (b) and § 47-9-312(b), a financing statement must be filed to perfect all security interests and agricultural liens.
  2. Exceptions: filing not necessary.  The filing of a financing statement is not necessary to perfect a security interest:
    1. that is perfected under § 47-9-308(d), (e), (f), or (g);
    2. that is perfected under § 47-9-309 when it attaches;
    3. in property subject to a statute, regulation, or treaty described in § 47-9-311(a);
    4. in goods in possession of a bailee which is perfected under § 47-9-312(d)(1) or (2);
    5. in certificated securities, documents, goods, or instruments which is perfected without filing, control or possession under § 47-9-312(e), (f), or (g);
    6. in collateral in the secured party's possession under § 47-9-313;
    7. in a certificated security which is perfected by delivery of the security certificate to the secured party under § 47-9-313;
    8. in deposit accounts, electronic chattel  paper, electronic documents, investment property  or letter-of-credit rights which is perfected by control under § 47-9-314;
    9. in proceeds which is perfected under § 47-9-315; or
    10. that is perfected under § 47-9-316.
  3. Assignment of perfected security interest.  If a secured party assigns a perfected security interest or agricultural lien, a filing under this chapter is not required to continue the perfected status of the security interest against creditors of and transferees from the original debtor.


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