Tennessee Securities Act of 1980

  1. Law
  2. Tennessee Code
  3. Securities, Corporations and Associations
  4. Securities
  5. Tennessee Securities Act of 1980

Checkout our iOS App for a better way to browser and research.

Section
48-1-101

Short Title

Section
48-1-102

Part Definitions

Section
48-1-103

Exemptions

Section
48-1-104

Securities Registration Requirement — Civil Penalty

Section
48-1-105

Registration by Coordination

Section
48-1-106

Registration by Qualification

Section
48-1-107

Provisions Applicable to Registration Generally

Section
48-1-108

Stop Order Denying, Suspending, or Revoking Registration

Section
48-1-109

Registration as Broker-Dealers, Agents, Investment Advisers, and Investment Adviser Representatives

Section
48-1-110

Registration Procedure

Section
48-1-111

Records and Reports — Examinations

Section
48-1-112

Denial, Revocation, Suspension, Cancellation, or Withdrawal of Registration

Section
48-1-113

Filing of Sales and Advertising Literature

Section
48-1-114

Unlawful Representation Concerning Registration or Exemption

Section
48-1-115

Administration

Section
48-1-116

Rules, Forms, Orders, and Hearings

Section
48-1-117

Administrative Files and Opinions

Section
48-1-118

Investigations and Subpoenas

Section
48-1-119

Injunctions

Section
48-1-120

Judicial Review

Section
48-1-121

Fraudulent Acts or Devices

Section
48-1-122

Civil Liabilities

Section
48-1-123

Criminal Prosecution

Section
48-1-124

Scope of Law — Service of Process

Section
48-1-125

Notice Filing and Fee Requirements for Covered Securities

Section
48-1-126

Exemptions From Notice Filing and Fee Requirements

Section
48-1-127

Senior Exploitation Reporting and Records