58-33A-19.1. Documents required at time of sale.
An insurance producer or, if no insurance producer is involved, the responsible insurer representative, shall at the time of sale:
(1)Make a record of any recommendation subject to §58-33A-16;
(2)Obtain a customer signed statement documenting a customer's refusal to provide suitability information, if any; and
(3)Obtain a customer signed statement acknowledging that an annuity transaction is not recommended if a customer decides to enter into an annuity transaction that is not based on the insurance producer's or insurer's recommendation.
Source: SL 2012, ch 250, §6.