Private placement policy defined.

Checkout our iOS App for a better way to browser and research.

58-15-15.13. Private placement policy defined.

A private placement policy is a variable annuity contract or a variable life insurance policy that is:

(1)Issued exclusively to a person who is an accredited investor or a qualified purchaser, as such terms are defined in the federal Securities Act of 1933 or the federal Investment Company Act of 1940, or in regulations promulgated under either such statute; and

(2)Offered for sale and sold in a transaction that is exempt from registration under the federal Securities Act of 1933.

Source: SL 2006, ch 252, §1; SL 2014, ch 229, §2.


Download our app to see the most-to-date content.