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Market Conduct Surveillance Act
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Market Conduct Surveillance Act
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Section
27-71-1
Short title.
Section
27-71-2
Purpose - Legislative intent.
Section
27-71-3
Definitions.
Section
27-71-4
Domestic responsibility and deference to other states.
Section
27-71-5
Market analysis procedures.
Section
27-71-6
Protocols for market conduct actions.
Section
27-71-7
Protocols for targeted market conduct examinations.
Section
27-71-8
Confidentiality requirements.
Section
27-71-9
Market conduct surveillance personnel.
Section
27-71-10
Immunity for market conduct surveillance personnel.
Section
27-71-11
Fines and penalties.
Section
27-71-12
Data collection and participation in national market conduct databases.
Section
27-71-13
Coordination with other states through the NAIC.
Section
27-71-14
Additional duties of the commissioner.
Section
27-71-15
Cost of market analysis and examination.