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Section
71-1
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-1-101
Short title.
Section
71-1-102
Definitions.
Section
71-1-103
References to federal statutes.
Section
71-1-104
References to federal agencies.
Section
71-1-105
Electronic records and signatures.
Section
71-1-201
Exempt securities.
Section
71-1-202
Exempt transactions.
Section
71-1-203
Additional exemptions and waivers.
Section
71-1-204
Denial, suspension of application, revocation, condition, or limitation of exemptions.
Section
71-1-301
Securities registration requirement.
Section
71-1-302
Federal covered security – Notice filing.
Section
71-1-303
Securities registration by coordination.
Section
71-1-304
Securities registration by qualification.
Section
71-1-305
Registration filings.
Section
71-1-306
Denial, suspension, or revocation of effectiveness of registration statement.
Section
71-1-307
Waiver or modification.
Section
71-1-308
Investment certificate issuers - Registration requirements.
Section
71-1-401
Broker-dealer registration requirement and exemptions.
Section
71-1-402
Agent registration requirement and exemptions.
Section
71-1-403
Investment adviser registration requirement and exemptions.
Section
71-1-404
Investment adviser representative registration requirement and exemptions.
Section
71-1-405
Federal covered investment adviser registration requirement and exemptions.
Section
71-1-406
Registration application - Time of becoming effective.
Section
71-1-407
Succession and change in registration of broker-dealer or investment adviser.
Section
71-1-408
Termination of employment or association of agent and investment adviser representative - Transfer of employment or association.
Section
71-1-409
Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative.
Section
71-1-410
Postregistration requirements.
Section
71-1-411
Denial, revocation, suspension, withdrawal, restriction, condition, or limitation of registration.
Section
71-1-501
General fraud.
Section
71-1-502
Prohibited conduct in providing investment advice.
Section
71-1-503
Evidentiary burden.
Section
71-1-504
Filing of sales and advertising literature.
Section
71-1-505
Misleading filings.
Section
71-1-506
Misrepresentations concerning registration or exemption.
Section
71-1-507
Qualified immunity.
Section
71-1-508
Violations - Criminal penalties - Administrative fines.
Section
71-1-509
Civil liability.
Section
71-1-510
Rescission offers.
Section
71-1-601
Administration.
Section
71-1-602
Investigations and subpoenas.
Section
71-1-603
Civil enforcement.
Section
71-1-604
Administrative enforcement.
Section
71-1-605
Rules, forms, orders, interpretative opinions, and hearings.
Section
71-1-606
Administrative files and opinions.
Section
71-1-607
Public records - Confidentiality.
Section
71-1-608
Uniformity and cooperation with other agencies.
Section
71-1-609
Commission review of order - Judicial review.
Section
71-1-610
Jurisdiction.
Section
71-1-611
Service of process.
Section
71-1-612
Fees.
Section
71-1-613
Availability of data for supervision of personnel - Sharing of data - Confidentiality.
Section
71-1-701
Application of act to existing proceedings and rights.
Section
71-2
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-3
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-4
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-5
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-6
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-7
Repealed by Laws 1985, c. 178, § 81, operative July 1, 1985.
Section
71-8
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-9
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-10
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-11
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-12
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-13
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-14
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-15
Repealed by Laws 1980, c. 68, § 1, emerg. eff. April 10, 1980.
Section
71-16
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-17
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-101
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-102
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-103
Repealed by Laws 1995, c. 196, § 20, eff. July 1, 1995.
Section
71-201
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-202
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-202.1
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-203
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-204
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-301
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-302
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-303
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-304
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-304.1
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-305
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-305.1
Repealed by Laws 1987, c. 208, § 120, operative July 1, 1987 and Laws 1987, c. 236, § 203, emerg. eff. July 20, 1987.
Section
71-305.2
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-306
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-307
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-401
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-402
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-403
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-404
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-405
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-406
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-406.1
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-407
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-408
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-409
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-410
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-411
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-411.1
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-412
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-412.1
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-413
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-414
Definitions.
Section
71-415
Public announcement of take-over bid - Filing of required information - Hearings - Information to be filed - Costs.
Section
71-416
Statutory procedure must be followed.
Section
71-417
Discrimination prohibited.
Section
71-418
Copies of information to be filed with certain regulatory bodies.
Section
71-419
Liabilities, remedies and penalties.
Section
71-420
Rules and regulations.
Section
71-421
Exemptions.
Section
71-431
Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985.
Section
71-432
Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985.
Section
71-433
Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985.
Section
71-434
Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985.
Section
71-435
Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985.
Section
71-436
Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985.
Section
71-437
Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985.
Section
71-438
Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985.
Section
71-439
Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985.
Section
71-440
Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985.
Section
71-441
Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985.
Section
71-442
Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985.
Section
71-443
Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985.
Section
71-444
Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985.
Section
71-445
Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985.
Section
71-446
Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985.
Section
71-447
Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985.
Section
71-448
Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985.
Section
71-449
Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985.
Section
71-450
Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22, 1985.
Section
71-451
Short title.
Section
71-452
Definitions.
Section
71-453
Effective take-over offer required - Registration statement - Suspension of take-over offer and hearing.
Section
71-454
Solicitation materials - Filing - Prohibited use.
Section
71-455
Fraudulent, deceptive and manipulative acts prohibited.
Section
71-456
Actions of offeror - Limitations.
Section
71-457
Powers of Administrator - Rules and forms - Exemptions from act.
Section
71-458
Registration fee.
Section
71-459
Violations - Cease and desist orders - Injunctions.
Section
71-460
Violations - Penalty - Evidence.
Section
71-461
Liability of offeror - Rights and remedies of seller.
Section
71-462
Application of provisions of Oklahoma Securities Act.
Section
71-501
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-502
Repealed by Laws 1989, c. 154, § 2, operative July 1, 1989.
Section
71-503
Repealed by Laws 1980, c. 68, § 1, emerg. eff. April 10, 1980.
Section
71-504
Repealed by Laws 1980, c. 68, § 1, emerg. eff. April 10, 1980.
Section
71-601
Citation.
Section
71-602
Definitions.
Section
71-621
Registration - Violations.
Section
71-622
Exemptions.
Section
71-623
Additional exemptions.
Section
71-624
Burden of proof.
Section
71-625
Application for registration.
Section
71-626
Public offering statements - Contents - Violations - Uses.
Section
71-627
Orders - Application for registration - Filing of documents and information.
Section
71-628
Denial of effectiveness to, suspension or revocation of effectiveness of registration.
Section
71-631
Licenses - Exemptions - Term - Suspension, revocation or denial.
Section
71-632
Application for license.
Section
71-633
Records - Copies - Inspection - Reports - Examination - Rules and regulations.
Section
71-634
Denial, revocation or suspension of license.
Section
71-641
Fraud - Penalty.
Section
71-642
Liens and encumbrances.
Section
71-643
Contracts - Voiding - Rescinding - Revoking.
Section
71-644
Notice to purchaser - Signatures - Rescission of contract.
Section
71-651
Administration of Code - Personal use of information - Privileges and immunities.
Section
71-652
Fees - Disposition.
Section
71-653
Advertising.
Section
71-654
Fraud - Filing of documents and information.
Section
71-655
Presumptions - Fraud - Violations.
Section
71-656
Power and duties of Administrator.
Section
71-657
Injunctions - Intervention in suits involving subdivided land.
Section
71-658
Violation of Code - Fine.
Section
71-659
Liability to purchaser - Persons liable - Limitation of actions.
Section
71-660
Summary prohibition of offers or dispositions.
Section
71-661
Review of orders.
Section
71-662
Rules, forms and orders - Making, amending or rescinding - Exemption from liability.
Section
71-663
Filing of documents - Register - Inspection - Copies - Interpretative opinions.
Section
71-664
Consent to service of process - Service.
Section
71-665
Dispositions and offers - Application of law - Acceptance.
Section
71-666
Liens and encumbrances.
Section
71-667
Construction of act.
Section
71-701
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-702
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-703
Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.
Section
71-801
Short title.
Section
71-802
Definitions.
Section
71-803
Exemptions.
Section
71-804
Denial or revocation of exemption - Orders and violation thereof.
Section
71-805
Burden of proving exemption.
Section
71-806
Certain sales unlawful.
Section
71-807
Registration procedure.
Section
71-808
Disclosure document.
Section
71-809
Contracts or agreements required - Contents.
Section
71-810
Suspension or revocation of registration - Grounds - Procedure.
Section
71-811
Minimum net worth requirement.
Section
71-812
Administration of act - Use of disclosure of information.
Section
71-813
Investigations and proceedings - Powers and duties of Administrator.
Section
71-814
Violation of act - Orders - Penalties.
Section
71-815
Review of orders.
Section
71-816
Rules, forms and orders - Making, amending and rescinding.
Section
71-817
Document filed when received by Administrator - Register of applications and orders - Disclosure - Interpretive opinions.
Section
71-818
Application of act - Offer to sell, communication thereof and acceptance - Service of process and agent therefor.
Section
71-819
Fraud or deceit unlawful.
Section
71-820
False or misleading statements unlawful.
Section
71-821
Conclusiveness of filed document.
Section
71-822
Misleading advertising unlawful.
Section
71-823
Violations - Penalty - Criminal prosecutions.
Section
71-824
Violations - Civil actions.
Section
71-825
Aiding and abetting violation.
Section
71-826
Limitation of actions - Remedies not exclusive - Waiver of compliance, duty or liability void.
Section
71-827
Construction of act.
Section
71-828
Oklahoma Securities Act - Application.
Section
71-829
Fees and charges - Deposits.
Section
71-901
Short title.
Section
71-902
Definitions.
Section
71-903
Rules governing registration in beneficiary form.
Section
71-904
Applicable law.
Section
71-905
Origination of registration in beneficiary form.
Section
71-906
Form of registration.
Section
71-907
Effect of registration.
Section
71-908
Ownership on death - Rights of creditors.
Section
71-909
Protections for registering entity.
Section
71-910
Nonprobate transfer - Liability of transferees.
Section
71-911
Terms, conditions and form for registration.
Section
71-912
Construction.
Section
71-913
Application.