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Registration of Dealers and Salesmen.

  1. Law
  2. North Carolina General Statutes
  3. North Carolina Securities Act
  4. Registration of Dealers and Salesmen.

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Section
78A-36

Registration requirement.

Section
78A-36.1

Limited registration of Canadian dealers and salesmen.

Section
78A-37

Registration procedure.

Section
78A-38

Post-registration provisions.

Section
78A-39

Denial, revocation, suspension, censure, cancellation, and withdrawal of registration.

Section
78A-40

Alternative methods of registration.

Sections
78A-41 through 78A-44 - through 78A

Reserved for future codification purposes.

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