Registration and Notice Filing Procedures of Investment Advisers and Investment Adviser Representatives.

  1. Law
  2. North Carolina General Statutes
  3. Investment Advisers
  4. Registration and Notice Filing Procedures of Investment Advisers and Investment Adviser Representatives.

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Section
78C-16

Registration and notice filing requirement.

Section
78C-17

Registration and notice filing procedures.

Section
78C-18

Post-registration provisions.

Section
78C-19

Denial, revocation, suspension, bar, censure, cancellation, and withdrawal of registration.

Section
78C-20

Methods of registration.

Sections
78C-21 through 78C-25 - through 78C

25: Reserved for future codification purposes.