PocketLaw | New York Laws | Fraudulent Practices in Respect to Stocks,

Fraudulent Practices in Respect to Stocks, Bonds and Other Securities

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Investigation by Attorney-General.

Foreign Corporation to Make Designation.

Non-Resident Brokers, Dealers, Salesmen and Investment Advisors; Designation of Secretary of State as Agent for Service of Process; Service of Process

Prohibited Acts Constituting Misdemeanor; Felony.

Effect of Prosecution Under Previous Section.

Real Estate Syndication Offerings.

Conversion of Non-Residential Property to Residential Cooperative or Condominium Ownership.

Section
352-EEE

Conversions to Cooperative or Condominium Ownership in Certain Cities, Towns and Villages Located in the Counties of Nassau, Westchester and Rockland.

Section
352-EEEE

Conversions to Cooperative or Condominium Ownership in the City of New York.

Description of Realty Bonds.

Exemptions.

Trust Funds.

Injunctive Relief.

Application of Article.

Broker Dealer Minimum Capital Requirements.

Coopertive Corporations.

Action by Attorney-General.

Receivers.

Examination of Witnesses and Preliminary Injunction.

Procedure on Hearing.

Powers of Referee.

Application of Provisions of Civil Practice Law and Rules.

Criminal Prosecution.

Immunity.

Appointment of Deputies.

Effect of Unconstitutionality of Part of Article.

Publication of State Notices.

Definitions.

Report of Existence.

Section
359-EEE

Definitions.

Exemptions From Certain Provisions of Section Three Hundred Fifty-Nine-E.

Registration of Intra-State Offerings.

Section
359-FFF

Chain Distributor Schemes Prohibited.

Violations and Penalties.

Destruction of Certain Records, Books and Other Data by the Attorney-General.