Fraudulent Transactions in Securities

  1. Law
  2. New York Laws
  3. General Business
  4. Fraudulent Transactions in Securities

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Section
339

Reporting or Publishing Fictitious Transactions in Securities.

Section
339-A

False Statement or Advertisement as to Securities.

Section
339-B

Manipulation of Prices of Securities.

Section
339-C

Trading by Brokers Against Customers' Orders.

Section
339-D

Transactions by Brokers and Dealers After Insolvency.

Section
339-E

Hypothecation of Customer's Securities.

Section
339-F

Delivery to Customers of Memoranda of Transactions by Brokers.