PocketLaw | New York Laws | Article 12

Article 12

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Limited Liability Investment Companies.

General Powers.

Restrictions on Powers of Investment Companies.

Restrictions as to Entries in Books.

Change of Location; Change of Designation of Principal Office.

Communications From Department of Financial Services Must Be Submitted to Directors and Noted in Minutes.

Reports to Superintendent.

Liability of Investment Company for Assessments by Superintendent.

Preservation of Records of Investment Company.

Restrictions on Officers, Directors and Other Employees.

How Net Earnings Credited for Dividend Purposes, Credits to Surplus Fund and to Undivided Profits, Dividends to Stockholders.

Payment of Claims by Investment Companies Where Adverse Claim Is Asserted; Effect of Claims or Advices Originating In, and Statutes, Rules or Regulati

Acquisition of Control of Investment Companies.

Savings Clause.