Fraud and Liabilities

  1. Law
  2. New Mexico Statutes
  3. Financial Institutions and Regulations
  4. New Mexico Uniform Securities
  5. Fraud and Liabilities

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Section
58-13C-501

Securities fraud.

Section
58-13C-502

Prohibited conduct in providing investment advice.

Section
58-13C-503

Evidentiary burden.

Section
58-13C-504

Filing of sales and advertising literature.

Section
58-13C-505

Misleading filings.

Section
58-13C-506

Misrepresentations concerning registration or exemption.

Section
58-13C-507

Qualified immunity.

Section
58-13C-508

Criminal penalties.

Section
58-13C-509

Civil liability.

Section
58-13C-510

Rescission offers.