Sale of Insurance Securities

  1. Law
  2. New Mexico Statutes
  3. Insurance Code
  4. Sale of Insurance Securities

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Section
59A-35-1

Short title.

Section
59A-35-2

Scope of article.

Section
59A-35-3

"Security" defined.

Section
59A-35-4

"Affiliate" defined.

Section
59A-35-5

"Promoter" defined.

Section
59A-35-6

Registration of security; permit required.

Section
59A-35-7

Exemptions.

Section
59A-35-8

Registration procedure.

Section
59A-35-9

Registration fee.

Section
59A-35-10

Issuance, denial of permit.

Section
59A-35-11

Terms of permit; compliance.

Section
59A-35-12

Permit as inducement.

Section
59A-35-13

Public announcements of offering.

Section
59A-35-14

Modification, revocation of permit.

Section
59A-35-15

Exclusive jurisdiction.

Section
59A-35-16

Securities salespersons, license required.

Section
59A-35-17

Qualifications, procedure for security salesperson license.

Section
59A-35-18

Penalty for violation.