Sale of Securities

  1. Law
  2. New Jersey Revised Statutes
  3. Sale of Securities

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Section
48:3-89

Provision of access to records.

Section
49:2-1

Obligations of United States; authority to act as selling and issuing agents

Section
49:2-2

Short title

Section
49:2-3

Definitions

Section
49:2-4

Form of obligation

Section
49:2-5

Contracts regarding servicing of obligations

Section
49:2-6

Execution of obligation; signature

Section
49:2-7

Powers as supplemental; inconsistent laws

Section
49:2A-1

Short title.

Section
49:2A-2

Findings, determinations.

Section
49:2A-3

Definitions.

Section
49:2A-4

Allocation of State volume cap.

Section
49:2A-5

Annual report.

Section
49:2B-1

Short title

Section
49:2B-2

Findings

Section
49:2B-3

Definitions

Section
49:2B-4

Amount authorized

Section
49:2B-5

Refunding bonds, terms

Section
49:2B-6

Issuing officials

Section
49:2B-7

Pledge

Section
49:2B-8

Authentication

Section
49:2B-9

Recitals

Section
49:2B-10

Issues as separate series, interest payable

Section
49:2B-11

Sale

Section
49:2B-12

Temporary bonds

Section
49:2B-13

Application of proceeds

Section
49:2B-14

Application of trust amounts

Section
49:2B-15

Replacement of lost bonds or coupons

Section
49:2B-16

Application of accrued interest

Section
49:2B-17

Maturities

Section
49:2B-18

Bonds secured by amounts in trust

Section
49:2B-19

Appropriations

Section
49:2B-20

Insufficiency of funds

Section
49:2B-21

Reports, legislative authority

Section
49:3-47

Title amended; "act" defined.

Section
49:3-49

Definitions relative to Uniform Securities Law.

Section
49:3-50

Exemptions of certain securities.

Section
49:3-51

Applicability of act.

Section
49:3-52

Unlawful activities

Section
49:3-52.1

Prohibitions relative to securities.

Section
49:3-52.2

Sales of securities, misleading use of senior-specific certifications.

Section
49:3-53

Prohibited practices relative to investment adviser.

Section
49:3-54

False, misleading statements.

Section
49:3-55

Determination of validity of filed document.

Section
49:3-56

Registration required.

Section
49:3-57

Obtaining initial, renewal registration.

Section
49:3-58

Denial, suspension, revocation of registration.

Section
49:3-59

Maintenance of records, examination.

Section
49:3-60

Offer or sale of securities, lawful; conditions.

Section
49:3-60.1

Documents required to be filed.

Section
49:3-61

Registration of security by qualification.

Section
49:3-61.1

Coordination with federal registration.

Section
49:3-61.2

Registration by notification.

Section
49:3-62

Filing of registration statement, fee.

Section
49:3-63

Filing of materials distributed to prospective investors.

Section
49:3-64

Issuance of stop order.

Section
49:3-65

Handling of filed documents.

Section
49:3-66

Administration of act.

Section
49:3-66.1

Continuation of "Securities Enforcement Fund," fees, annual accounting of transactions.

Section
49:3-67

Rules, forms, orders from bureau chief.

Section
49:3-68

Powers of bureau chief.

Section
49:3-68.1

Restraints ordered by bureau chief.

Section
49:3-69

Enforcement actions by bureau chief.

Section
49:3-70

Violations, penalties.

Section
49:3-70.1

Violations, civil penalties.

Section
49:3-71

Action for deceit; liability.

Section
49:3-72

Nonapplicability of act.

Section
49:3-73

Consent to bureau chief as attorney for service of process.

Section
49:3-75

Construction of act.

Section
49:3-76

Severability of provisions

Section
49:3-77

Information provided to prospective investors.

Section
49:3-78

Agreements relative to exempted transaction.

Section
49:3-79

Promulgation of legend, investor certification.

Section
49:3-80

Requirements for Internet site.

Section
49:3-81

Quarterly report to investors.

Section
49:3-82

Criteria for disqualifying issuers from claiming exemption.

Section
49:3-83

Regulations.

Section
49:3-84

Short title.

Section
49:3-85

Definitions relative to financial exploitation of vulnerable adults.

Section
49:3-86

Notification to bureau, county adult protective services provider.

Section
49:3-87

Notification of certain third party.

Section
49:3-88

Delay of transaction, disbursement.

Section
49:4-1

Security; governing instrument defined

Section
49:4-2

Shredding in lieu of cremation or incineration

Section
49:5-1

Short title

Section
49:5-2

Definitions

Section
49:5-3

Disclosure

Section
49:5-4

Permission to proceed; hearings

Section
49:5-5

Mailing shareholders; payment of expenses

Section
49:5-6

Time for filing

Section
49:5-7

Investigations

Section
49:5-8

Prohibited acts

Section
49:5-9

Takeover offer

Section
49:5-10

Voting of securities; restrictions

Section
49:5-11

Promulgation of regulations

Section
49:5-12

Injunctions

Section
49:5-13

Criminal penalties

Section
49:5-14

Civil penalties

Section
49:5-15

Rights and remedies

Section
49:5-16

Conflict with other laws

Section
49:5-17

Appeals procedure; judicial review; in lieu of prerogative writ

Section
49:5-18

Severability clause

Section
49:5-19

Application of Takeover Bid Disclosure Law