Non-refundable registration fee for offers and sales of each class of open end mutual funds required to register under RSA 421-B:301 $ 1,000 (2) Registration fee prior to offers or sales of securities in this state 2/10 of one percent of the offering value of the securities offered in the registration statement, provided said fee shall not be more than $1,050, plus a $200 non-refundable examination fee (3) Fee prior to offers and sales of securities in initial public offerings in this state under the Securities Act of 1933, $ 1,000 15 U.S.C. section 77r(b)(1)(A) (4) Non-refundable fee prior to offers or sales of: (A) Covered securities of other investment companies under section 18(b)(2) of the Securities Act of 1933 $ 500 (B) Non-issuer transactions under section 18(b)(4)(A) of the Securities Act of 1933-a one-time filing fee $ 500 (5) Fee for a notice filing under RSA 421-B:3-302(c) $ 500 (6) A copying and printing charge may be assessed per page for each document (7) Non-refundable initial notice filing fee prior $ 1,000 to offers or sales of each class of an open end mutual fund under section 18(b)(2) of the Securities Act of 1933 (8) Initial notice filing fee prior to offers or sales of covered securities under sections 18(b)(4)(C) and 18(b)(3) of the Securities Act of 1933 2/10 of one percent of the offering value of the securities offered in the registration statement, provided said fee shall not be more than $1,050, plus a $200 non-refundable initial notice fee (b) Renewal fees shall be as follows: (1) Annual notice filing fee for offers or sales of covered securities under sections 18(b)(4)(C) and 18(b)(3) of the Securities Act of 1933 2/10 of one percent of the offering value of the securities offered in the registration statement, provided that the fee shall not be more than $ 1,050 (2) Annual non-refundable notice filing fee for offers and sales of each class of an issuer of open end mutual funds which are covered securities under section 18(b)(2) of the Securities Act of 1933, due on or before May 1 of each year $ 1,000 (3) Annual non-refundable registration fee for each class of an issuer of open end mutual funds, due on or before May 1 of each year, if required to register under RSA 421-B:3-301 $ 1,000 (4) Annual registration fee for securities offered in this state, due one year from the effective date of registration, and each year thereafter 2/10 of one percent of the offering value of the securities offered in the registration statement, provided that the fee shall not be more than $1,050
Source. 2015, 273:1, eff. Jan. 1, 2016. 2017, 172:16, eff. June 28, 2017.