Unlawful to engage in certain conduct without certificate of registration or permit; penalty.

  1. Law
  2. Nevada Revised Statutes
  3. Asset Management Companies and Asset Managers
  4. Unlawful to engage in certain conduct without certificate of registration or permit; penalty.

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1. It is unlawful for any person, limited-liability company, partnership, association or corporation to engage in the business of, act in the capacity of, advertise or assume to act as an asset management company without first obtaining a certificate of registration from the Division pursuant to NRS 645H.480.

2. It is unlawful for any asset manager to engage in the business of asset management without first obtaining a permit from the Division pursuant to NRS 645H.530.

3. A person who violates a provision of this section is guilty of a misdemeanor.

(Added to NRS by 2011, 2831)


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