Effective - 28 Aug 2020, 2 histories
409.605. Definitions. — As used in sections 409.600 to 409.630, the following terms shall mean:
(1) "Agencies", the department of health and senior services and the commissioner of securities;
(2) "Agent", shall have the same meaning as in section 409.1-102;
(3) "Broker-dealer", shall have the same meaning as in section 409.1-102;
(4) "Financial exploitation", the wrongful or unauthorized taking, withholding, appropriation, or use of money, real property, or personal property of a qualified adult;
(5) "Immediate family member", a spouse, child, parent, or sibling of a qualified adult;
(6) "Investment adviser", the same meaning as under section 409.1-102;
(7) "Investment adviser representative", * the same meaning as under section 409.1-102;
(8) "Qualified adult":
(a) A person sixty years of age or older; or
(b) A person who:
a. Has a disability as defined in section 192.2005; and
b. Is between the ages of eighteen and fifty-nine;
(9) "Qualified individual":
(a) A broker-dealer;
(b) An investment adviser; or
(c) A person associated with a broker-dealer or investment adviser who serves in a supervisory, compliance, or legal capacity as part of his or her job.
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(L. 2015 S.B. 244, A.L. 2020 S.B. 599)
*Words "shall have" appear here in original rolls.