Fees

1. Law
2. Mississippi Code
3. Regulation of Trade, Commerce and Investments
4. Mississippi Securities Act of 2010
5. Broker-dealers, agents, investment advisers, investment adviser representatives, and federal covered investment advisers
6. Fees

Fee established by administrator. The administrator shall establish fees by rule pursuant to the Mississippi Administrative Procedures Law for:

1. An initial filing of an application as a broker-dealer and renewal of an application by a broker-dealer for registration;
2. An application for registration as an agent and renewal of registration as an agent;
3. An application for registration as an investment adviser and renewal of registration as an investment adviser.
4. An application for registration as an investment adviser representative, a renewal of registration as an investment adviser representative, and a change of registration as an investment adviser representative; and
5. An initial fee and annual notice fee for a federal covered investment adviser required to file a notice under Section 75-71-405.

Payment. A person required to pay a filing or notice fee under this section may transmit the fee through or to a designee as a rule or order provides under this chapter.

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