Securities registration requirement

  1. Law
  2. Mississippi Code
  3. Regulation of Trade, Commerce and Investments
  4. Mississippi Securities Act of 2010
  5. Registration of securities and notice filing of federal covered securities
  6. Securities registration requirement

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It is unlawful for a person to offer or sell a security in this state unless:

  1. The security is a federal covered security;
  2. The security, transaction, or offer is exempted from registration under Sections 75-71-201 through 75-71-203; or
  3. The security is registered under this chapter.


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