Regulation Of Securities

  1. Law
  2. Minnesota Statutes
  3. Securities
  4. Regulation Of Securities

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Section
80A.01

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.02

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.03

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.04

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.05

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.06

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.07

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.08

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.09

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.041

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.10

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.11

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.12

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.13

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.14

Subdivisions Renumbered, Repealed, Or No Longer In Effect

Section
80A.15

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.16

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.17

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.18

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.19

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.20

[repealed, 1987 C 336 S 47]

Section
80A.21

[repealed, 1987 C 336 S 47]

Section
80A.22

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.23

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.24

Subdivisions Renumbered, Repealed, Or No Longer In Effect

Section
80A.25

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.26

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.27

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.28

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.29

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.30

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.31

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.40

Section 101; Short Title.

Section
80A.41

Section 102; Definitions.

Section
80A.42

Section 103; References To Federal Statutes.

Section
80A.43

Section 104; References To Federal Agencies.

Section
80A.44

Section 105; Electronic Records And Signatures.

Section
80A.45

Section 201; Exempt Securities.

Section
80A.46

Section 202; Exempt Transactions.

Section
80A.47

Section 203; Additional Exemptions And Waivers.

Section
80A.48

Section 204; Denial, Suspension, Revocation, Condition, Or Limitation Of Exemptions.

Section
80A.49

Section 301; Securities Registration Requirement.

Section
80A.50

Section 302; Federal Covered Securities; Small Corporate Offering Registration.

Section
80A.51

Section 303; Securities Registration By Coordination.

Section
80A.52

Section 304; Securities Registration By Qualification.

Section
80A.53

Section 305; Securities Registration Filings.

Section
80A.54

Section 306; Denial, Suspension, And Revocation Of Securities Registration.

Section
80A.55

Section 307; Waiver And Modification.

Section
80A.56

Section 401; Broker-dealer Registration Requirement And Exemptions.

Section
80A.57

Section 402; Agent Registration Requirement And Exemptions.

Section
80A.58

Section 403; Investment Adviser Registration Requirement And Exemptions.

Section
80A.60

Section 405; Federal Covered Investment Adviser Notice Filing Requirement.

Section
80A.61

Section 406; Registration By Broker-dealer, Agent, Funding Portal, Investment Adviser, And Investment Adviser Representative.

Section
80A.62

Section 407; Succession And Change In Registration Of Broker-dealer Or Investment Adviser.

Section
80A.63

Section 408; Termination Of Employment Or Association Of Agent And Transfer Of Employment Or Association.

Section
80A.64

Section 409; Withdrawal Of Registration Of Broker-dealer, Agent, And Investment Adviser.

Section
80A.65

Section 410; Fees And Expenses.

Section
80A.66

Section 411; Postregistration Requirements.

Section
80A.67

Section 412; Denial, Revocation, Suspension, Withdrawal, Restriction, Condition, Or Limitation Of Registration.

Section
80A.68

Section 501; General Fraud.

Section
80A.69

Section 502; Prohibited Conduct In Providing Investment Advice.

Section
80A.70

Section 503; Evidentiary Burden.

Section
80A.71

Section 504; Filing Of Sales And Advertising Literature.

Section
80A.72

Section 505; Misleading Filings.

Section
80A.73

Section 506; Misrepresentations Concerning Registration Or Exemption.

Section
80A.74

Section 507; Qualified Immunity.

Section
80A.75

Section 508; Criminal Penalties.

Section
80A.76

Section 509; Civil Liability.

Section
80A.77

Section 510; Rescission Offers.

Section
80A.78

Section 601; Administration.

Section
80A.79

Section 602; Investigations And Subpoenas.

Section
80A.80

Section 603; Civil Enforcement.

Section
80A.81

Section 604; Administrative Enforcement.

Section
80A.82

Section 605; Rules, Forms, Orders, Interpretative Opinions, And Hearings.

Section
80A.83

Section 606; Administrative Files And Opinions.

Section
80A.84

Section 607; Public Records; Confidentiality.

Section
80A.85

Section 608; Uniformity And Cooperation With Other Agencies.

Section
80A.86

Section 609; Judicial Review.

Section
80A.87

Section 610; Jurisdiction.

Section
80A.88

Section 611; Service Of Process.

Section
80A.89

Section 612; Severability Clause.

Section
80A.90

Section 703; Application Of Act To Existing Proceeding And Existing Rights And Duties.

Section
80A.91

Agent Errors And Omissions Insurance; Choice Of Source.

Section
80A.115

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.122

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.125

[repealed, 2006 C 196 Art 1 S 51,52]

Section
80A.461

Mnvest Registration Exemption.