PocketLaw | Massachusetts General Laws | Uniform Securities Act

Uniform Securities Act

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Sales and Purchases

Advisory Activities

Registration Requirement

Registration Procedure

Post–registration Provisions

Document Disclosing Material Facts

Denial, Revocation, Suspension, Cancellation, and Withdrawal of Registration

Registration Requirement

Registration by Coordination

Registration by Qualification

Provisions Applicable to Registration Generally

Denial, Suspension, and Revocation of Registration

Federal Covered Securities

Definitions

Exemptions

Filing of Sales and Advertising Literature

Misleading Filings

Unlawful Representations Concerning Registration or Exemption

Administration of Chapter

Investigations and Subpoenas

Violations; Cease and Desist Orders; Costs

Injunctions

Criminal Penalties

Civil Liabilities

Judicial Review of Orders

Rules, Forms, Orders, and Hearings

Administrative Files and Opinions

Scope of the Act and Service of Process

Statutory Policy

Short Title

Severability of Provisions