Filing of registration statement

  1. Law
  2. Maryland Code
  3. Corporations and Associations
  4. Maryland Securities Act
  5. Registration of Securities
  6. Filing of registration statement

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    (a)    A registration statement may be filed by the issuer, any other person on whose behalf the offering is to be made, or a registered broker-dealer.

    (b)    A registration statement may be filed in the manner and form designated by rule or order of the Commissioner, including filing by electronic transmission.


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