Regulatory requirements under Maine Uniform Securities Act

  1. Law
  2. Maine Revised Statutes
  3. MAINE INSURANCE CODE
  4. VIATICAL AND LIFE SETTLEMENTS ACT
  5. Regulatory requirements under Maine Uniform Securities Act

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§6815-A. Regulatory requirements under Maine Uniform Securities Act

This chapter does not preempt the regulatory requirements set forth in the Maine Uniform Securities Act, as amended, including but not limited to the regulation of securities transactions in settlement contracts or viatical settlement contracts and the licensing of any person or entity engaged in the sale of securities.   [PL 2005, c. 65, Pt. C, §15 (AMD).]

SECTION HISTORY

PL 2003, c. 636, §16 (NEW). PL 2005, c. 65, §C15 (AMD).


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