Acts by Broker-Dealers, Investment Advisers, and Qualified Individuals Regarding Financially Vulnerable Adults; Information Provided by Certain Required Records

  1. Law
  2. Indiana Code
  3. Civil Law and Procedure
  4. Immunity From Civil Liability
  5. Statutes Outside Ic 34 That Confer Immunity
  6. Acts by Broker-Dealers, Investment Advisers, and Qualified Individuals Regarding Financially Vulnerable Adults; Information Provided by Certain Required Records

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Sec. 96.1. (a) IC 23-19-4.1-8 (Concerning acts by broker-dealers, investment advisers, and qualified individuals regarding financially vulnerable adults).

(b) IC 23-19-5-7 (Concerning information provided in a required record of a broker-dealer, investment adviser, federal covered investment adviser, or investment adviser representative).

As added by P.L.39-2016, SEC.3. Amended by P.L.158-2017, SEC.14; P.L.86-2018, SEC.285.


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